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SARAH KAY JOHNSTON
SARAH K HOON
CRD#: 1947515
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4300 E 53RD ST, STE 102
[PROFIT FORMULA]
DAVENPORT, IA 52807
Registration History
199019952000200520102015202020252 FIRMS2011 - 2016 (4 years)2 FIRMS2016 - Present (8 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1998 - 2011 (13 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1990 - 2002 (12 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - 2011 (5 years)
License(s)

State Registrations

B
Alabama 10/23/2017

B
Kentucky 6/27/2016

B
Arizona 6/27/2016

B
Michigan 6/27/2016

B
Arkansas 4/5/2017

B
Minnesota 6/27/2016

B
California 6/27/2016

B
Missouri 6/27/2016

B
Colorado 7/17/2017

B
New Jersey 6/27/2016

B
Florida 6/27/2016

B
North Carolina 6/27/2016

B
Georgia 6/27/2016

B
Rhode Island 11/4/2020

B
Idaho 1/27/2025

B
South Carolina 6/27/2016

B
Illinois 6/27/2016

B
Texas 6/27/2016

B
Indiana 6/27/2016

IA
Texas 6/28/2016

B
Iowa 6/27/2016

B
Virginia 6/27/2016

IA
Iowa 6/27/2016

B
Washington 6/27/2016

B
Kansas 6/27/2016

B
Wisconsin 6/14/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4300 E 53RD ST, STE 102 [PROFIT FORMULA], DAVENPORT, IA 52807
Registered with this firm since 6/27/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4300 E 53RD ST, STE 102 [PROFIT FORMULA], DAVENPORT, IA 52807
Registered with this firm since 6/27/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/14/2011 - 03/30/2016 RBC CAPITAL MARKETS, LLC (CRD#:31194) DAVENPORT, IA
B
09/14/2011 - 03/30/2016 RBC CAPITAL MARKETS, LLC (CRD#:31194) DAVENPORT, IA
IA
10/26/2005 - 07/05/2011 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) DAVENPORT, IA
B
02/03/1998 - 07/05/2011 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) DAVENPORT, IA
B
01/19/1990 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.