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JOSEPH REID MANNES
JOSEPH REID JOEY, JOE MANNES, JOEY MANNES
CRD#: 1946872
IA
Investment Adviser
B
Broker
SAMCO PROPRIETARY TRADING, INC.CRD#: 329446 Dallas, TX
SAMCO CAPITAL MARKETS, INC.CRD#: 136532 1700 PACIFIC AVENUE, SUITE 4650
DALLAS, TX 75201
Registration History
19901995200020052010201520202025IASAMCO PROPRIETARY TRADING, INC. (CRD# 329446)2024 - Present (<1 year)BSAMCO CAPITAL MARKETS, INC. (CRD# 136532)2005 - Present (19 years)BCOMMERCE STREET CAPITAL, LLC (CRD# 143797)2007 - 2008 (<1 year)BPENSON FINANCIAL SERVICES, INC. (CRD# 25866)2003 - 2006 (3 years)BSERVICE ASSET MANAGEMENT COMPANY (CRD# 47157)2001 - 2003 (1 year)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1989 - 1996 (7 years)IAHALTER GLOBAL OPPORTUNITY FUND... (CRD# 151125)2010 - 2011 (1 year)
License(s)

State Registrations

B
Alabama 11/24/2008

B
Nebraska 11/24/2008

B
Alaska 3/12/2018

B
Nevada 11/24/2008

B
Arizona 11/24/2008

B
New Hampshire 11/24/2008

B
Arkansas 11/24/2008

B
New Jersey 5/15/2006

B
California 10/19/2005

B
New Mexico 11/24/2008

B
Colorado 10/31/2005

B
New York 10/24/2005

B
Connecticut 11/24/2008

B
North Carolina 11/24/2008

B
Delaware 11/17/2005

B
North Dakota 11/16/2005

B
District of Columbia 11/24/2008

B
Ohio 11/24/2008

B
Florida 10/25/2005

B
Oklahoma 10/24/2005

B
Georgia 10/26/2005

B
Oregon 11/24/2008

B
Hawaii 4/2/2018

B
Pennsylvania 11/24/2008

B
Idaho 10/19/2005

B
Puerto Rico 10/27/2005

B
Illinois 11/1/2005

B
Rhode Island 10/24/2005

B
Indiana 11/24/2008

B
South Carolina 11/24/2008

B
Iowa 11/24/2008

B
South Dakota 11/24/2008

B
Kansas 11/24/2008

B
Tennessee 5/15/2006

B
Kentucky 11/24/2008

B
Texas 10/17/2005

B
Louisiana 11/24/2008

IA
Texas 3/19/2024

B
Maine 11/24/2008

B
Utah 11/24/2008

B
Maryland 10/20/2005

B
Vermont 11/24/2008

B
Massachusetts 11/24/2008

B
Virginia 11/24/2008

B
Michigan 11/24/2008

B
Washington 10/18/2005

B
Minnesota 11/24/2008

B
West Virginia 11/24/2008

B
Mississippi 10/19/2005

B
Wisconsin 11/24/2008

B
Missouri 11/24/2008

B
Wyoming 10/21/2005

B
Montana 10/21/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SAMCO PROPRIETARY TRADING, INC. (CRD#:329446)
Dallas, TX
1700 Pacific Ave, Ste 2000, Dallas, TX 75201
Registered with this firm since 3/19/2024

B
SAMCO CAPITAL MARKETS, INC. (CRD#:136532)
1700 PACIFIC AVENUE, SUITE 4650, DALLAS, TX 75201
Registered with this firm since 10/17/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/12/2010 - 12/31/2011 HALTER GLOBAL OPPORTUNITY FUND MANAGEMENT, LLC (CRD#:151125) DALLAS, TX
B
09/18/2007 - 06/02/2008 COMMERCE STREET CAPITAL, LLC (CRD#:143797) DALLAS, TX
B
02/03/2003 - 05/19/2006 PENSON FINANCIAL SERVICES, INC. (CRD#:25866) DALLAS, TX
B
08/23/2001 - 02/03/2003 SERVICE ASSET MANAGEMENT COMPANY (CRD#:47157) AUSTIN, TX
B
05/15/1989 - 06/19/1996 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.