Individual Firm
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CHRISTOPHER BORDNER WARREN
CHRIS WARREN, CHRISTOPHER B WARREN
CRD#: 1946717
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 1877 S Federal Highway Ste 210
Boca Raton, FL 33432
Boca Raton, FL 33432
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 1877 SOUTH FEDERAL HIGHWAY
STE 210
BOCA RATON, FL 33432
STE 210
BOCA RATON, FL 33432
View By:
1/22/2009
Customer Dispute
Denied
State Registrations
B
Arizona 3/4/2021
B
Nebraska 5/9/2016
B
California 10/31/2003
B
Nevada 12/6/2021
B
Colorado 10/31/2003
B
New Jersey 11/1/2021
B
Connecticut 10/31/2003
B
New York 6/30/2011
B
Florida 10/31/2003
B
North Carolina 1/18/2018
IA
Florida 11/1/2021
B
Ohio 7/18/2018
B
Georgia 4/11/2007
B
Oregon 5/14/2018
B
Hawaii 3/29/2004
B
Pennsylvania 10/14/2009
B
Illinois 10/31/2003
B
Rhode Island 4/24/2023
B
Indiana 7/12/2013
B
South Carolina 10/31/2003
B
Kansas 12/6/2021
B
Texas 11/27/2018
B
Louisiana 12/6/2021
IA
Texas 11/1/2021
B
Massachusetts 9/29/2011
B
Virginia 2/22/2005
B
Michigan 10/31/2003
B
Wisconsin 2/12/2024
B
Missouri 2/26/2021
B
Wyoming 6/14/2022
B
Montana 9/22/2020
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 10/31/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/30/2004 - 11/01/2021 | BOCA RATON, FL | |
IA | 11/15/1995 - 09/30/2004 | BOCA RATON, FL | |
B | 11/15/1995 - 10/31/2003 | BETHESDA, MD | |
B | 06/22/1994 - 11/21/1995 | PARSIPPANY, NJ | |
B | 06/26/1989 - 06/24/1994 | RADNOR, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.