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Detailed Report
EARL BYRON EMERY
EARL B EMERY
CRD#: 1945753
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 6029 Renaissance Pl Ste C
Toledo, OH 43623
Registration History
199019952000200520102015202020252 FIRMS2025 - Present (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2003 - Present (21 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1989 - 2003 (14 years)IACETERA ADVISORS LLC (CRD# 10299)2003 - 2024 (20 years)IAMML INVESTORS SERVICES, INC. (CRD# 10409)2002 - 2003 (1 year)
License(s)

State Registrations

B
Arizona 1/17/2024
B
New York 3/6/2025
B
Arizona 3/6/2025
B
Ohio 10/1/2003
B
California 10/1/2003
IA
Ohio 3/21/2024
B
Florida 10/1/2003
B
Ohio 3/6/2025
B
Hawaii 2/6/2006
B
Oregon 7/19/2005
B
Indiana 10/22/2003
B
Oregon 3/6/2025
B
Kentucky 9/24/2024
B
South Carolina 10/1/2003
B
Kentucky 3/6/2025
B
South Carolina 3/6/2025
B
Louisiana 1/24/2020
B
Texas 2/13/2018
B
Michigan 10/1/2003
IA
Texas 3/21/2024
B
Missouri 11/20/2019
B
Wisconsin 5/25/2021
B
Montana 10/26/2007
B
Wisconsin 3/6/2025
B
New York 11/22/2010

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
6029 Renaissance Pl Ste C, Toledo, OH 43623
Toledo, OH
Registered with this firm since 3/6/2025
B
LPL FINANCIAL LLC (CRD#:6413)
Toledo, OH
6029 Renaissance Pl Ste C, Toledo, OH 43623
Registered with this firm since 3/6/2025
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
6029 RENAISSANCE PLACE SUITE C, TOLEDO, OH 43623
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
6029 RENAISSANCE PLACE SUITE C, TOLEDO, OH 43623
Registered with this firm since 10/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/04/2003 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) TOLEDO, OH
IA
 10/07/2002 - 10/21/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
 05/18/1989 - 10/21/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.