Individual Firm
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GARY LYLE EVERTS
CRD#: 1945252
IA
B
OSAIC WEALTH, INC.CRD#: 23131 36 N STATE ST
NUNDA, NY 14517
NUNDA, NY 14517
View By:
7/10/2012
Judgment / Lien
State Registrations
B
Maryland 6/14/2024
B
Oregon 6/14/2024
B
New Jersey 6/14/2024
B
Pennsylvania 6/14/2024
B
New York 6/14/2024
B
Texas 6/14/2024
IA
New York 6/14/2024
B
Virginia 6/14/2024
B
Ohio 6/14/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/14/2024
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Registered with this firm since 6/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/12/2021 - 06/14/2024 | NUNDA, NY | |
B | 12/01/2017 - 06/14/2024 | NUNDA, NY | |
B | 02/09/2005 - 12/05/2017 | NORTH TONAWANDA, NY | |
B | 07/11/2003 - 02/15/2005 | NEWARK, DE | |
B | 01/31/2003 - 07/01/2003 | WORCESTER, MA | |
B | 06/08/1989 - 01/15/2003 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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