Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MARK ALAN REINERT
CRD#: 1943873
IA
Investment Adviser
B
Broker
THE WEALTH CONSULTING GROUPCRD#: 173194 3639 SW Summerfield Dr Suite B
Topeka, KS 66614
LPL FINANCIAL LLCCRD#: 6413 3639 SW SUMMERFIELD DR
SUITE B
TOPEKA, KS 66614
Registration History
199019952000200520102015202020252 FIRMS1993 - 2005 (11 years)2 FIRMS2005 - 2009 (4 years)IATHE WEALTH CONSULTING GROUP (CRD# 173194)2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2009 - Present (15 years)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1989 - 1999 (10 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1989 - 1993 (4 years)IAV WEALTH ADVISORS LLC (CRD# 153278)2021 - 2023 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2021 (12 years)
License(s)

State Registrations

B
Alabama 9/8/2009
IA
Kansas 7/14/2023
B
Arizona 9/8/2009
B
Mississippi 9/2/2020
B
Arkansas 8/26/2014
B
Missouri 9/8/2009
B
California 8/21/2013
B
New Mexico 2/13/2019
B
Colorado 9/8/2009
B
Oklahoma 9/8/2009
B
Florida 9/8/2009
B
Pennsylvania 10/8/2024
B
Idaho 3/4/2019
B
Texas 9/8/2009
B
Illinois 5/14/2013
IA
Texas 7/19/2023
B
Indiana 5/2/2024
B
Virginia 11/3/2022
B
Iowa 8/24/2023
B
Wyoming 8/25/2014
B
Kansas 9/8/2009

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE WEALTH CONSULTING GROUP (CRD#:173194)
3639 SW Summerfield Dr Suite B, Topeka, KS 66614
Registered with this firm since 7/14/2023
B
LPL FINANCIAL LLC (CRD#:6413)
3639 SW SUMMERFIELD DR SUITE B, TOPEKA, KS 66614
Registered with this firm since 9/8/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/03/2021 - 12/31/2023 V WEALTH ADVISORS LLC (CRD#:153278) OVERLAND PARK, KS
IA
 09/08/2009 - 10/22/2021 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
 02/04/2005 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) TOPEKA, KS
B
 01/31/2005 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) TOPEKA, KS
IA
 12/06/1993 - 02/11/2005 FFP ADVISORY SERVICES INC (CRD#:110778) TOPEKA, KS
B
 11/23/1993 - 02/11/2005 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
B
 05/23/1989 - 08/03/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 05/23/1989 - 11/19/1993 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.