• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Registration History
199019952000200520102015202020252 FIRMS2001 - 2004 (2 years)IASCD CAPITAL, INC. (CRD# 149353)2009 - Present (15 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1997 - 2001 (3 years)BINTERSTATE/JOHNSON LANE CORPOR... (CRD# 431)1994 - 1997 (2 years)BFIRST AFFILIATED SECURITIES (CRD# 23737)1992 - 1994 (1 year)BINTERSTATE/JOHNSON LANE CORPOR... (CRD# 431)1990 - 1992 (1 year)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1989 - 1990 (<1 year)BF.N. WOLF & CO., INC. (CRD# 13051)1989 - 1989 (<1 year)
Disclosure(s)
View By:
7/25/2017
Regulatory
Final
6/14/1999
Customer Dispute
Settled
License(s)

State Registrations

IA
North Carolina 3/4/2009

Current Registration(s)
IA
SCD CAPITAL, INC. (CRD#:149353)
CHARLOTTE, NC
Registered with this firm since 3/4/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/31/2001 - 02/27/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHARLOTTE, NC
B
03/05/2001 - 02/27/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
05/09/1997 - 03/07/2001 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
07/12/1994 - 05/15/1997 INTERSTATE/JOHNSON LANE CORPORATION (CRD#:431) CHARLOTTE, NC
B
08/18/1992 - 07/14/1994 FIRST AFFILIATED SECURITIES (CRD#:23737) LA JOLLA, CA
B
09/27/1990 - 08/27/1992 INTERSTATE/JOHNSON LANE CORPORATION (CRD#:431) CHARLOTTE, NC
B
11/21/1989 - 10/02/1990 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471) NEW YORK, NY
B
06/20/1989 - 12/21/1989 F.N. WOLF & CO., INC. (CRD#:13051)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.