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WALTER MATHEW BOKOVITZ JR
WALLY BOKOVITZ, WALTER M BOKOVITZ JR
CRD#: 1943140
IA
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RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 3600 MINNESOTA DRIVE
SUITE 790
EDINA, MN 55435
SUITE 790
EDINA, MN 55435
0
Disclosures
32
Years of Experience
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State Registrations
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California 11/13/2012
B
New Mexico 4/25/2024
B
Florida 2/4/2015
B
Texas 11/9/2021
B
Iowa 9/24/2024
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Texas 11/10/2021
B
Minnesota 3/31/2009
B
Washington 1/8/2020
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Minnesota 1/31/2014
B
Wisconsin 3/31/2009
SRO Registrations
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B
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B
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Registered with this firm since 1/31/2014
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Registered with this firm since 3/31/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/16/2002 - 04/01/2009 | EDINA, MN | |
B | 01/01/2002 - 01/16/2002 | MILWAUKEE, WI | |
B | 11/30/2001 - 01/01/2002 | MILWAUKEE, WI | |
B | 01/01/2001 - 11/30/2001 | MINNEAPOLIS, MN | |
B | 01/18/1993 - 01/01/2001 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.