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Registration History
19901995200020052010201520202025IAFINANCIAL EDGE (CRD# 114609)2003 - Present (21 years)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)1990 - 2006 (16 years)BINVESTMENT ADVISORS & CONSULTA... (CRD# 7996)1989 - 1990 (1 year)
Disclosure(s)
View By:
8/1/2005
Regulatory
Final
10/15/2004
Regulatory
Final
9/10/2003
Customer Dispute
Settled
4/3/2002
Customer Dispute
Settled
License(s)

State Registrations

IA
Texas 6/24/2003

Current Registration(s)
IA
FINANCIAL EDGE (CRD#:114609)
SAN ANTONIO, TX
Registered with this firm since 6/24/2003

Previous Registration(s)
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B
12/04/1990 - 12/06/2006 H.D. VEST INVESTMENT SERVICES (CRD#:13686) PLANO, TX
B
08/14/1989 - 12/11/1990 INVESTMENT ADVISORS & CONSULTANTS, INC. (CRD#:7996) WEST LONG BRANCH, NJ
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.