JOSEPH HODGESMCKENZIE RODDY - Investment Adviser at BEAR CREEK FUND ADVISORS LLC

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Detailed ReportReport

JOSEPH HODGESMCKENZIE RODDY

CRD#: 1942879

Investment Adviser

Broker

BEAR CREEK FUND ADVISORS LLCCRD#: 329844

1200 17TH STREET
SUITE 970
DENVER, CO 80202

BEAR CREEK SECURITIES LLCCRD#: 139941

1200 17TH STREET SUITE 970
DENVER, CO 80202

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Colorado 1/18/2006

Delaware 2/2/2010

Colorado 8/8/2006

Delaware 5/1/2012

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

BEAR CREEK FUND ADVISORS LLC (CRD#:329844)

1200 17TH STREET SUITE 970, DENVER, CO 80202

Registered with this firm since 4/24/2024

BEAR CREEK ASSET MANAGEMENT, LLC (CRD#:137677)

1200 17TH STREET SUITE 970, DENVER, CO 80202

Registered with this firm since 1/18/2006

BEAR CREEK SECURITIES LLC (CRD#:139941)

1200 17TH STREET SUITE 970, DENVER, CO 80202

Registered with this firm since 8/1/2006

Previous Registration(s)

th hidden text	th hidden text	Name	Location
B	01/07/2000 - 09/08/2005	PIPER JAFFRAY & CO. (CRD#:665)	MINNEAPOLIS, MN
B	04/18/1989 - 04/15/2003	U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)	SAINT PAUL, MN

PIPER JAFFRAY & CO. (CRD#:665)

MINNEAPOLIS, MN

01/07/2000 - 09/08/2005

U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)

SAINT PAUL, MN

04/18/1989 - 04/15/2003

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.