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RONALD CRAIG DICKSTEIN
CRD#: 1942389
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 1650 Lake Cook Road
Suite 500
Deerfield, IL 60015-4747
NYLIFE SECURITIES LLCCRD#: 5167 1650 LAKE COOK ROAD
SUITE 500
DEERFIELD, IL 60015-4747
Registration History
199019952000200520102015202020252 FIRMS2004 - 2012 (8 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2016 - Present (8 years)BNYLIFE SECURITIES LLC (CRD# 5167)2015 - Present (9 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2012 - 2015 (2 years)BAXA ADVISORS, LLC (CRD# 6627)1989 - 2004 (14 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1989 - 2000 (10 years)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2013 - 2015 (2 years)IAAXA ADVISORS, LLC (CRD# 6627)1999 - 2004 (4 years)
Disclosure(s)
View By:
4/23/2012
Customer Dispute
Denied
5/31/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
California 5/28/2021

B
Indiana 2/20/2019

B
Colorado 6/28/2023

B
Rhode Island 1/7/2022

B
Illinois 9/29/2015

B
Washington 1/6/2025

IA
Illinois 5/31/2016

B
Wisconsin 2/20/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
1650 Lake Cook Road Suite 500, Deerfield, IL 60015-4747
Registered with this firm since 5/31/2016

B
NYLIFE SECURITIES LLC (CRD#:5167)
1650 LAKE COOK ROAD SUITE 500, DEERFIELD, IL 60015-4747
Registered with this firm since 9/29/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/04/2013 - 08/13/2015 MML INVESTORS SERVICES, LLC (CRD#:10409) DEERFIELD, IL
B
10/12/2012 - 08/13/2015 MML INVESTORS SERVICES, LLC (CRD#:10409) DEERFIELD, IL
IA
09/14/2004 - 09/07/2012 SIGNATOR INVESTORS, INC. (CRD#:468) ROSEMONT, IL
B
05/28/2004 - 09/07/2012 SIGNATOR INVESTORS, INC. (CRD#:468) ROSEMONT, IL
IA
11/24/1999 - 06/01/2004 AXA ADVISORS, LLC (CRD#:6627) NORTHBROOK, IL
B
07/12/1989 - 06/01/2004 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
07/12/1989 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.