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Detailed Report
DANIEL PATRICK CASEY
DANIEL P CASEY
CRD#: 1941745
IA
Investment Adviser
B
Broker
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.CRD#: 106277 101 Park Avenue
Suite 4100
New York, NY 10178-0002
FEDERATED SECURITIES CORP.CRD#: 5009 Denville, NJ
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)IAFEDERATED GLOBAL INVESTMENT MA... (CRD# 106277)2021 - Present (3 years)IAFEDERATED SECURITIES CORP. (CRD# 5009)2009 - Present (15 years)IAMDT ADVISERS, A DIVISION OF FE... (CRD# 109355)2006 - Present (18 years)BPIMCO ADVISORS DISTRIBUTORS LLC (CRD# 25567)2001 - 2003 (2 years)BOCC DISTRIBUTORS (CRD# 18541)1998 - 2001 (3 years)IAPIMCO ADVISORS MANAGED ACCOUNT... (CRD# 108057)2003 - 2003 (<1 year)
Disclosure(s)
View By:
4/1/1997
Regulatory
Final
9/10/1996
Regulatory
Final
License(s)

State Registrations

B
Connecticut 6/28/2024
B
New Hampshire 7/1/2024
B
Delaware 5/24/2018
B
New Jersey 8/7/2003
B
District of Columbia 7/9/2024
B
New York 8/7/2003
B
Florida 6/28/2024
IA
New York 8/5/2021
IA
Illinois 10/12/2022
IA
Pennsylvania 8/8/2003
B
Illinois 7/23/2024
B
Pennsylvania 1/3/2018
B
Indiana 6/27/2024
B
Rhode Island 6/28/2024
B
Maine 6/28/2024
B
South Carolina 7/3/2024
B
Maryland 7/5/2024
B
Vermont 6/28/2024
IA
Massachusetts 11/15/2006
B
Virginia 6/28/2024
B
Massachusetts 6/28/2024
B
West Virginia 7/8/2024
B
Michigan 7/1/2024
B
Wisconsin 7/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. (CRD#:106277)
101 Park Avenue Suite 4100, New York, NY 10178-0002
Denville, NJ
Registered with this firm since 8/17/2021
IA
FEDERATED SECURITIES CORP. (CRD#:5009)
Denville, NJ
101 Park Avenue, Suite 4100, New York, NY 10178
Registered with this firm since 11/12/2009
IA
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC (CRD#:109355)
Denville, NJ
101 Park Avenue, Suite 4100, New York, NY 10178-0002
Registered with this firm since 11/15/2006
IA
FEDERATED INVESTMENT COUNSELING (CRD#:105325)
Denville, NJ
101 Park Avenue, Suite 4100, New York, NY 10178-0002
Registered with this firm since 8/8/2003
B
FEDERATED SECURITIES CORP. (CRD#:5009)
Denville, NJ
101 Park Avenue, Suite 4100, New York, NY 10178
Registered with this firm since 8/7/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/24/2003 - 07/14/2003 PIMCO ADVISORS MANAGED ACCOUNTS LLC (CRD#:108057) STAMFORD, CT
B
 04/23/2001 - 07/14/2003 PIMCO ADVISORS DISTRIBUTORS LLC (CRD#:25567) NEW YORK, NY
B
 03/26/1998 - 05/15/2001 OCC DISTRIBUTORS (CRD#:18541) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.