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Detailed Report
MARIA ELENA BARLETTA
MARIA ELENA ANDRADE
CRD#: 1940196
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2500 WESTCHESTER AVE STES 201 & 203
PURCHASE, NY 10577
Registration History
199019952000200520102015202020252 FIRMS2016 - 2024 (8 years)2 FIRMS2024 - Present (<1 year)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2007 - 2016 (9 years)BRYAN BECK & CO. (CRD# 3248)2004 - 2007 (3 years)BINVESTEC ERNST & COMPANY (CRD# 266)2001 - 2002 (1 year)BHERZOG, HEINE, GEDULD, INC. (CRD# 2186)1989 - 2001 (11 years)IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2008 - 2016 (8 years)
License(s)

State Registrations

B
Arizona 1/31/2025
B
Nevada 11/20/2024
B
California 10/10/2024
B
New Hampshire 11/20/2024
B
Colorado 10/10/2024
B
New Jersey 10/10/2024
B
Connecticut 10/10/2024
B
New Mexico 1/31/2025
B
Delaware 11/20/2024
B
New York 10/10/2024
B
District of Columbia 1/31/2025
IA
New York 10/10/2024
B
Florida 10/10/2024
B
North Carolina 1/31/2025
B
Georgia 10/10/2024
B
Ohio 10/10/2024
B
Hawaii 11/20/2024
B
Oregon 11/20/2024
B
Idaho 2/5/2025
B
Pennsylvania 10/10/2024
B
Illinois 11/20/2024
B
Rhode Island 11/20/2024
B
Indiana 1/31/2025
B
South Carolina 10/10/2024
B
Louisiana 11/20/2024
B
Tennessee 11/20/2024
B
Maine 11/20/2024
B
Texas 10/10/2024
B
Maryland 10/10/2024
IA
Texas 10/14/2024
B
Massachusetts 10/10/2024
B
Vermont 10/10/2024
B
Michigan 11/20/2024
B
Virginia 11/20/2024
B
Minnesota 11/20/2024
B
Washington 11/20/2024
B
Missouri 11/20/2024
B
Wisconsin 1/31/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2500 WESTCHESTER AVE STES 201 & 203, PURCHASE, NY 10577
Registered with this firm since 10/10/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2500 WESTCHESTER AVE STES 201 & 203, PURCHASE, NY 10577
Registered with this firm since 10/10/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/15/2016 - 11/04/2024 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) PURCHASE, NY
B
 07/15/2016 - 11/04/2024 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) PURCHASE, NY
IA
 02/06/2008 - 08/03/2016 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) WHITE PLAINS, NY
B
 07/10/2007 - 08/03/2016 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) WHITE PLAINS, NY
B
 07/30/2004 - 07/10/2007 RYAN BECK & CO. (CRD#:3248) WHITE PLAINS, NY
B
 01/31/2001 - 08/30/2002 INVESTEC ERNST & COMPANY (CRD#:266) NEW YORK, NY
B
 11/22/1989 - 01/31/2001 HERZOG, HEINE, GEDULD, INC. (CRD#:2186) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.