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ERIK DIRK SAUNDERS
CRD#: 1939964
IA
Investment Adviser
B
Broker
FINANCIAL ADVOCATES INVESTMENT MANAGEMENTCRD#: 151298 2201 SKYLINE WAY
SUITE 202
ANACORTES, WA 98221
LPL FINANCIAL LLCCRD#: 6413 2201 SKYLINE WAY STE 202
ANACORTES, WA 98221-2257
Registration History
199019952000200520102015202020252 FIRMS2014 - Present (10 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2005 - 2014 (9 years)BDREYFUS SERVICE CORPORATION (CRD# 231)2005 - 2005 (<1 year)BDREYFUS SERVICE CORPORATION (CRD# 231)2003 - 2005 (2 years)BFRANKLIN/TEMPLETON DISTRIBUTOR... (CRD# 332)2002 - 2003 (<1 year)BTEMPLETON/FRANKLIN INVESTMENT ... (CRD# 27884)1999 - 2002 (3 years)BFRANKLIN/TEMPLETON DISTRIBUTOR... (CRD# 332)1990 - 1999 (9 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2006 - 2014 (8 years)
Disclosure(s)
View By:
9/13/2013
Customer Dispute
Settled
License(s)

State Registrations

B
California 8/3/2016

B
Washington 12/11/2014

IA
Nebraska 7/1/2021

IA
Washington 12/24/2014

B
North Carolina 2/9/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT (CRD#:151298)
2201 SKYLINE WAY SUITE 202, ANACORTES, WA 98221
Registered with this firm since 12/24/2014

B
LPL FINANCIAL LLC (CRD#:6413)
2201 SKYLINE WAY STE 202, ANACORTES, WA 98221-2257
Registered with this firm since 12/11/2014

Previous Registration(s)
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IA
08/08/2006 - 12/19/2014 CHARLES SCHWAB & CO., INC. (CRD#:5393) BELLINGHAM, WA
B
09/20/2005 - 12/19/2014 CHARLES SCHWAB & CO., INC. (CRD#:5393) BELLINGHAM, WA
B
07/29/2005 - 09/01/2005 DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
04/09/2003 - 07/27/2005 DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
05/28/2002 - 03/31/2003 FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (CRD#:332) SAN MATEO, CA
B
03/31/1999 - 05/28/2002 TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (CRD#:27884) SAN MATEO, CA
B
03/12/1990 - 04/09/1999 FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (CRD#:332) SAN MATEO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.