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DEREK GUY MCLEAN
CRD#: 1939560
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 333 S. ANITA DRIVE-SUITE 700
ORANGE, CA 92868
CETERA ADVISORS LLCCRD#: 10299 333 SOUTH ANITA DRIVE SUITE 700
ORANGE, CA 92868
Registration History
19901995200020052010201520202025BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2008 - 2022 (14 years)BFFP SECURITIES, INC. (CRD# 16337)1991 - 2008 (17 years)BPLANNER'S INDEPENDENT MANAGEME... (CRD# 10547)1990 - 1991 (<1 year)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1989 - 1990 (1 year)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2007 - 2020 (13 years)IAFFP ADVISORY SERVICES INC (CRD# 110778)1993 - 2007 (13 years)
Disclosure(s)
View By:
10/24/2023
Customer Dispute
Settled
8/24/2020
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 9/8/2022

B
Nevada 9/8/2022

IA
California 11/12/2020

B
New Mexico 9/8/2022

B
California 9/8/2022

B
North Carolina 1/4/2024

B
Colorado 4/11/2024

B
Oklahoma 9/8/2022

B
Connecticut 9/8/2022

B
Oregon 9/8/2022

B
Florida 9/8/2022

IA
Texas 11/12/2020

B
Idaho 9/8/2022

B
Texas 9/8/2022

B
Illinois 9/8/2022

B
Virginia 9/8/2022

B
Maryland 9/8/2022

B
Washington 9/8/2022

B
Massachusetts 9/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISORS LLC (CRD#:10299)
333 SOUTH ANITA DRIVE SUITE 700, ORANGE, CA 92868
CHINO, CA
Registered with this firm since 9/8/2022

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
333 S. ANITA DRIVE-SUITE 700, ORANGE, CA 92868
CHINO, CA
Registered with this firm since 11/12/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/30/2008 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) ORANGE, CA
IA
01/01/2007 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) ORANGE, CA
B
02/14/1991 - 05/30/2008 FFP SECURITIES, INC. (CRD#:16337) ORANGE, CA
IA
02/08/1993 - 01/03/2007 FFP ADVISORY SERVICES INC (CRD#:110778) ORANGE, CA
B
05/10/1990 - 03/27/1991 PLANNER'S INDEPENDENT MANAGEMENT, INC. (CRD#:10547) SAN MARCOS, CA
B
05/10/1989 - 08/08/1990 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.