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DOUGLAS ALAN BERNATH
CRD#: 1937950
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1207 S DEFIANCE ST
ARCHBOLD, OH 43502-1621
Registration History
199019952000200520102015202020252 FIRMS2008 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2000 - 2008 (8 years)BSKY INVESTMENTS, INC. (CRD# 2864)1998 - 2000 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1989 - 1998 (9 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1989 - 1993 (4 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2005 - 2008 (2 years)
License(s)

State Registrations

B
Alaska 1/2/2009

B
Nevada 1/4/2013

B
California 8/17/2023

B
Ohio 6/19/2008

B
Florida 2/6/2013

IA
Ohio 7/25/2008

B
Illinois 4/4/2022

B
Oklahoma 8/9/2023

B
Indiana 6/19/2008

B
South Carolina 7/15/2024

B
Michigan 6/19/2008

B
Texas 5/4/2017

B
Minnesota 1/6/2021

IA
Texas 11/10/2020

B
Missouri 5/22/2014

B
Wisconsin 1/8/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1207 S DEFIANCE ST, ARCHBOLD, OH 43502-1621
Registered with this firm since 7/25/2008

B
LPL FINANCIAL LLC (CRD#:6413)
1207 S DEFIANCE ST, ARCHBOLD, OH 43502-1621
Registered with this firm since 6/19/2008

Previous Registration(s)
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IA
12/05/2005 - 06/20/2008 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ARCHBOLD, OH
B
03/06/2000 - 06/20/2008 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ARCHBOLD, OH
B
06/26/1998 - 03/13/2000 SKY INVESTMENTS, INC. (CRD#:2864) BRYAN, OH
B
04/13/1989 - 06/19/1998 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
04/13/1989 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.