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AMY M KATES
CRD#: 1937926
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 COTUIT, MA
NYLIFE SECURITIES LLCCRD#: 5167 COTUIT, MA
Registration History
19901995200020052010201520202025IAEAGLE STRATEGIES LLC (CRD# 110826)2009 - Present (15 years)BNYLIFE SECURITIES LLC (CRD# 5167)1989 - Present (35 years)
License(s)

State Registrations

B
California 8/22/1997

IA
Massachusetts 3/13/2009

B
Delaware 2/12/2020

B
North Carolina 6/3/2024

B
Florida 9/19/2011

B
South Carolina 4/17/2024

B
Massachusetts 7/24/1989

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
COTUIT, MA
Registered with this firm since 3/13/2009

B
NYLIFE SECURITIES LLC (CRD#:5167)
COTUIT, MA
Registered with this firm since 7/24/1989

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.