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Eyal Yaffe
CRD#: 1937169
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2815 TOWNSGATE RD
WESTLAKE VILLAGE, CA 91361
Registration History
199019952000200520102015202020252 FIRMS1989 - Present (35 years)
Disclosure(s)
View By:
12/4/2001
Customer Dispute
Award / Judgment
11/20/2001
Customer Dispute
Settled
10/31/1997
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/24/2005

B
Michigan 7/27/2020

B
Arkansas 1/24/2011

B
Minnesota 9/30/2014

B
California 4/18/1989

B
Nevada 2/11/2005

IA
California 7/8/1997

B
New Hampshire 7/3/2012

B
Colorado 4/7/2017

B
New Jersey 9/27/2006

B
Florida 2/3/2000

B
New York 2/6/1991

B
Georgia 10/6/2006

B
North Carolina 5/10/2010

B
Hawaii 7/16/2019

B
Oregon 5/13/2010

B
Idaho 9/28/2011

B
Pennsylvania 9/27/2006

B
Illinois 6/5/2019

B
Tennessee 1/21/2015

B
Indiana 3/23/2020

B
Texas 8/8/1989

B
Iowa 5/1/2014

IA
Texas 8/8/1989

B
Kansas 7/31/2015

B
Virginia 12/8/2000

B
Maryland 6/24/2019

B
Washington 11/29/2010

B
Massachusetts 5/8/1991

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 8/8/1989

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 4/18/1989

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.