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COMPLAINANT ALLEGES THAT HIS 2012 LIQUIDATION AND TRANSFER INSTRUCTIONS WEREN'T FOLLOWED BY EITHER HIS REPRESENTATIVE OR THE FUND COMPANY, CAUSING HIM AND HIS WIFE TO LOSE MONEY.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.