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Detailed Report
LISA M SCIUTO
LISA M VARELA, LISA MARIE VARELA
CRD#: 1935878
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 611 EAST MAIN STREET
RIVERHEAD, NY 11901
Registration History
1995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2020 - Present (4 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2007 (4 years)BGRUNTAL & CO., L.L.C. (CRD# 372)1994 - 2001 (6 years)
License(s)

State Registrations

B
Alabama 12/19/2019
B
Nebraska 3/6/2019
B
Alaska 12/19/2019
B
Nevada 1/23/2014
B
Arizona 1/5/2017
B
New Hampshire 1/23/2014
B
Arkansas 1/5/2017
B
New Jersey 1/23/2014
B
California 1/23/2014
B
New Mexico 3/6/2019
B
Colorado 1/23/2014
B
New York 6/1/2009
B
Connecticut 1/23/2014
IA
New York 6/16/2021
B
Delaware 12/4/2019
B
North Carolina 1/24/2014
B
District of Columbia 1/23/2014
B
North Dakota 3/6/2019
B
Florida 6/1/2009
B
Ohio 7/25/2022
B
Georgia 1/23/2014
B
Oklahoma 1/16/2018
B
Hawaii 2/10/2017
B
Oregon 1/23/2014
B
Idaho 5/24/2022
B
Pennsylvania 1/23/2014
B
Illinois 1/23/2014
B
Puerto Rico 3/6/2019
B
Indiana 1/23/2014
B
Rhode Island 1/23/2014
B
Kentucky 1/23/2014
B
South Carolina 1/23/2014
B
Louisiana 12/19/2019
B
South Dakota 3/6/2019
B
Maine 1/23/2014
B
Texas 1/23/2014
B
Maryland 1/23/2014
IA
Texas 5/18/2020
B
Massachusetts 1/28/2014
B
Utah 6/21/2017
B
Michigan 1/23/2014
B
Vermont 1/23/2014
B
Minnesota 3/6/2019
B
Virginia 1/23/2014
B
Mississippi 3/6/2019
B
Washington 1/27/2017
B
Missouri 1/28/2014
B
Wisconsin 1/23/2014
B
Montana 3/10/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
611 EAST MAIN STREET, RIVERHEAD, NY 11901
Registered with this firm since 5/18/2020
B
MORGAN STANLEY (CRD#:149777)
611 EAST MAIN STREET, RIVERHEAD, NY 11901
Registered with this firm since 6/1/2009
Previous Registration(s)
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B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MELVILLE, NY
B
 11/11/2002 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) RIVERHEAD, NY
B
 12/06/1994 - 11/09/2001 GRUNTAL & CO., L.L.C. (CRD#:372) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.