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DOUGLAS JAMES STEFANINI
DOUGLAS JAMES STEFANINE
CRD#: 1934781
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3017 BOLLING WAY NE
FLOORS 1 AND 2
ATLANTA, GA 30305
CETERA ADVISORS LLCCRD#: 10299 3017 BOLLING WAY NE
FLOORS 1 AND 2
ATLANTA, GA 30305
Registration History
199019952000200520102015202020252 FIRMS2005 - 2011 (6 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2023 - Present (1 year)BM. S. HOWELLS & CO. (CRD# 104100)2023 - 2023 (<1 year)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2011 - 2022 (11 years)BPAULSON INVESTMENT COMPANY, INC. (CRD# 5670)1994 - 2004 (10 years)BSCHNEIDER SECURITIES, INC. (CRD# 16434)1993 - 1994 (1 year)BINVESTORS ASSOCIATES, INC. (CRD# 958)1992 - 1992 (<1 year)BROBERT TODD FINANCIAL CORP. (CRD# 7423)1991 - 1992 (<1 year)BR.B. WEBSTER INVESTMENTS, INC. (CRD# 19273)1991 - 1991 (<1 year)BPRINCETON FINANCIAL GROUP, INC. (CRD# 14597)1990 - 1991 (1 year)BBLINDER, ROBINSON & CO., INC. (CRD# 5096)1989 - 1989 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2023 - 2024 (<1 year)IALONGVIEW WEALTH MANAGEMENT (CRD# 136214)2011 - 2023 (12 years)IAPAULSON INVESTMENT COMPANY, INC. (CRD# 5670)2004 - 2004 (<1 year)
License(s)

State Registrations

B
California 1/2/2025

B
Illinois 9/6/2023

B
Colorado 9/6/2023

B
Maryland 9/6/2023

B
Florida 9/6/2023

B
New York 9/6/2023

B
Georgia 9/6/2023

B
Texas 9/6/2023

IA
Georgia 3/21/2024

IA
Texas 3/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3017 BOLLING WAY NE FLOORS 1 AND 2, ATLANTA, GA 30305
ATLANTA, GA
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
3017 BOLLING WAY NE FLOORS 1 AND 2, ATLANTA, GA 30305
Atlanta, GA
Registered with this firm since 9/6/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/06/2023 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) Atlanta, GA
IA
03/01/2011 - 09/22/2023 LONGVIEW WEALTH MANAGEMENT (CRD#:136214) ATLANTA, GA
B
01/03/2023 - 08/11/2023 M. S. HOWELLS & CO. (CRD#:104100) ATLANTA, GA
B
03/01/2011 - 12/31/2022 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) ATLANTA, GA
IA
01/06/2005 - 03/02/2011 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) ATLANTA, GA
B
01/03/2005 - 03/02/2011 SECURITIES AMERICA, INC. (CRD#:10205) ATLANTA, GA
IA
07/23/2004 - 12/31/2004 PAULSON INVESTMENT COMPANY, INC. (CRD#:5670) ATLANTA, GA
B
12/23/1994 - 12/31/2004 PAULSON INVESTMENT COMPANY, INC. (CRD#:5670) PORTLAND, OR
B
01/11/1993 - 12/12/1994 SCHNEIDER SECURITIES, INC. (CRD#:16434) DENVER, CO
B
01/07/1992 - 12/24/1992 INVESTORS ASSOCIATES, INC. (CRD#:958)
FINRA expelled the firm on 05/14/1998
HACKENSACK, NJ
B
12/18/1991 - 01/10/1992 ROBERT TODD FINANCIAL CORP. (CRD#:7423) NEW YORK, NY
B
08/06/1991 - 12/18/1991 R.B. WEBSTER INVESTMENTS, INC. (CRD#:19273)
FINRA expelled the firm on 07/30/1993
B
03/12/1990 - 08/09/1991 PRINCETON FINANCIAL GROUP, INC. (CRD#:14597)
FINRA expelled the firm on 12/31/1991
B
04/19/1989 - 08/10/1989 BLINDER, ROBINSON & CO., INC. (CRD#:5096)
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B
Broker
IA
Investment Adviser
Disclosures
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