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Detailed Report
SHANNON NICHOLE INGRAHAM
S INGRAHAM, SHANNON N OLSON, SHANNON NICHOLE OLSON
CRD#: 1933448
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3711 JOHN F. KENNEDY PARKWAY
STE 430
FORT COLLINS, CO 80525
Registration History
1995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2013 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2007 - 2012 (4 years)BSALT CREEK SECURITIES, LLC (CRD# 114137)2007 - 2007 (<1 year)BCROWELL, WEEDON & CO. (CRD# 193)2000 - 2005 (4 years)BROTH CAPITAL PARTNERS, INC. (CRD# 15407)1995 - 2000 (5 years)BTEXAS CAPITAL SECURITIES, INC. (CRD# 25564)1994 - 1995 (<1 year)BCRUTTENDEN & CO., INC. (CRD# 15407)1992 - 1994 (2 years)
License(s)

State Registrations

B
Colorado 7/16/2012
IA
Colorado 1/9/2013

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3711 JOHN F. KENNEDY PARKWAY STE 430, FORT COLLINS, CO 80525
Fort Collins, CO
Registered with this firm since 1/9/2013
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3711 JOHN F. KENNEDY PARKWAY STE 430, FORT COLLINS, CO 80525
Fort Collins, CO
Registered with this firm since 7/16/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/27/2007 - 07/12/2012 RBC CAPITAL MARKETS, LLC (CRD#:31194) FORT COLLINS, CO
B
 08/24/2007 - 09/04/2007 SALT CREEK SECURITIES, LLC (CRD#:114137) LAGUNA BEACH, CA
B
 09/29/2000 - 06/08/2005 CROWELL, WEEDON & CO. (CRD#:193) LOS ANGELES, CA
B
 09/25/1995 - 09/22/2000 ROTH CAPITAL PARTNERS, INC. (CRD#:15407) NEWPORT BEACH, CA
B
 11/30/1994 - 07/20/1995 TEXAS CAPITAL SECURITIES, INC. (CRD#:25564) HOUSTON, TX
B
 05/13/1992 - 11/01/1994 CRUTTENDEN & CO., INC. (CRD#:15407) NEWPORT BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.