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ROBERT JOHN BALLARD
BOB BALLARD
CRD#: 1930716
IA
B
MORGAN STANLEYCRD#: 149777 222 Central Park Avenue
Virginia Beach, VA 23462
Virginia Beach, VA 23462
0
Disclosures
36
Years of Experience
View By:
State Registrations
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Alabama 8/31/2017
B
New Mexico 9/7/2017
B
Arizona 5/20/2016
B
New York 8/31/2012
B
Arkansas 8/31/2017
B
North Carolina 8/31/2012
B
California 8/31/2012
B
Ohio 8/31/2012
B
Florida 8/31/2012
B
Oklahoma 1/31/2022
B
Georgia 8/31/2017
B
Oregon 9/18/2020
B
Hawaii 4/8/2024
B
Pennsylvania 8/31/2012
B
Illinois 7/28/2015
B
Rhode Island 4/26/2017
B
Kentucky 12/7/2022
B
South Carolina 4/2/2019
B
Maine 1/12/2021
B
Texas 1/15/2016
B
Maryland 1/3/2013
IA
Texas 4/8/2020
B
Massachusetts 8/31/2012
B
Utah 9/9/2020
B
Michigan 7/9/2015
B
Virgin Islands 8/31/2017
B
Minnesota 5/14/2015
B
Virginia 8/31/2012
B
Nevada 8/31/2012
IA
Virginia 8/31/2012
B
New Hampshire 8/31/2017
B
West Virginia 8/31/2017
B
New Jersey 8/31/2017
B
Wyoming 8/11/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/31/2012
B
Registered with this firm since 8/31/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 09/04/2012 | NORFOLK, VA | |
B | 01/01/2008 - 09/04/2012 | NORFOLK, VA | |
B | 03/21/1989 - 01/03/2008 | NORFOLK, VA | |
IA | 06/06/1989 - 01/01/2008 | NORFOLK, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.