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CURTIS GODT
CURTIS BRUCE GODT
CRD#: 1929979
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CAPITOL MALL
SACRAMENTO, CA 95814
Registration History
199019952000200520102015202020252 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - Present (13 years)BPIPER JAFFRAY & CO. (CRD# 665)1995 - 2006 (10 years)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)1995 - 1995 (<1 year)BFIRST INTERSTATE INVESTMENTS,INC. (CRD# 17101)1994 - 1995 (1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1993 - 1994 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1989 - 1993 (4 years)IAPIPER JAFFRAY & CO. (CRD# 665)2000 - 2006 (6 years)
License(s)

State Registrations

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Arizona 11/2/2020

B
Oregon 9/18/2023

B
California 9/12/2011

IA
Texas 9/23/2011

IA
California 9/12/2011

B
Texas 8/12/2020

B
Colorado 3/13/2014

B
Utah 8/8/2024

B
Hawaii 12/23/2015

B
Virginia 3/13/2014

B
New Mexico 3/3/2022

B
Washington 5/5/2022

B
New York 2/12/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 9/12/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 9/12/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/09/2011 - 07/28/2011 SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787) SAN DIEGO, CA
B
03/08/2011 - 07/28/2011 SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787) SAN DIEGO, CA
IA
10/01/2009 - 03/08/2011 EDWARD JONES (CRD#:250) SACRAMENTO, CA
B
10/01/2009 - 03/08/2011 EDWARD JONES (CRD#:250) SACRAMENTO, CA
IA
07/03/2006 - 07/24/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SACRAMENTO, CA
B
07/03/2006 - 07/24/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SACRAMENTO, CA
IA
07/06/2000 - 07/10/2006 PIPER JAFFRAY & CO. (CRD#:665) SACRAMENTO, CA
B
12/05/1995 - 07/10/2006 PIPER JAFFRAY & CO. (CRD#:665) SACRAMENTO, CA
B
03/30/1995 - 10/02/1995 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
B
05/13/1994 - 09/28/1995 FIRST INTERSTATE INVESTMENTS,INC. (CRD#:17101)
B
02/25/1993 - 01/28/1994 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
03/21/1989 - 03/01/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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