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MICHAEL FURMAN
MICHAEL A FURMAN, MICHAEL ALAN FURMAN
CRD#: 1928089
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 CORNERSTONE OFFICE PARK
1530 CORNERSTONE BLVD
DAYTONA BEACH, FL 32117
Registration History
199019952000200520102015202020252 FIRMS1999 - 2009 (9 years)2 FIRMS2009 - Present (15 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1990 - 2000 (10 years)BCIGNA SECURITIES, INC. (CRD# 145)1989 - 1990 (<1 year)
Disclosure(s)
View By:
3/31/2008
Customer Dispute
Settled
License(s)

State Registrations

B
California 8/14/2009

B
New Jersey 8/14/2009

B
Colorado 1/29/2020

B
New York 8/14/2009

B
Delaware 8/14/2009

B
North Carolina 8/14/2009

B
District of Columbia 4/17/2024

B
Ohio 8/14/2009

B
Florida 8/17/2009

B
Pennsylvania 10/2/2024

IA
Florida 8/17/2009

B
Rhode Island 7/16/2020

B
Georgia 8/14/2009

B
Tennessee 10/24/2014

B
Iowa 7/16/2019

B
Texas 7/27/2020

B
Louisiana 3/14/2024

B
Utah 8/14/2009

B
Maryland 4/25/2023

B
Virginia 7/5/2017

B
Massachusetts 5/12/2020

B
Washington 7/27/2020

B
Michigan 8/14/2009

B
West Virginia 12/4/2023

B
Missouri 1/31/2023

B
Wisconsin 7/7/2020

B
Nevada 5/12/2020

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
CORNERSTONE OFFICE PARK 1530 CORNERSTONE BLVD, DAYTONA BEACH, FL 32117
Registered with this firm since 8/17/2009

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
CORNERSTONE OFFICE PARK 1530 CORNERSTONE BLVD, DAYTONA BEACH, FL 32117
Registered with this firm since 8/14/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/1999 - 08/15/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) DAYTONA BEACH, FL
B
09/03/1999 - 08/14/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) DAYTONA BEACH, FL
B
03/21/1990 - 08/15/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
04/13/1989 - 02/13/1990 CIGNA SECURITIES, INC. (CRD#:145) RADNOR, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.