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MICHAEL DAVID CONTINELLI
CRD#: 1927749
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 200 West Lancaster Ave
Wayne, PA 19087-4046
Registration History
199019952000200520102015202020252 FIRMS1989 - 1992 (3 years)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - Present (12 years)BTD AMERITRADE, INC. (CRD# 7870)2022 - 2024 (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2004 - 2010 (6 years)BARMA FINANCIAL SERVICES, INC. (CRD# 18033)2004 - 2004 (<1 year)BLOCKWOOD FINANCIAL SERVICES, INC. (CRD# 40655)1997 - 2001 (4 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1993 - 1997 (4 years)IATD AMERITRADE, INC. (CRD# 7870)2022 - 2022 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2008 - 2010 (2 years)IAFISHER INVESTMENTS,INC. (CRD# 107342)2001 - 2003 (2 years)
Disclosure(s)
View By:
3/17/2009
Customer Dispute
Denied
5/31/2007
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 3/28/2019

B
Montana 2/24/2012

B
Arizona 2/28/2012

B
Nevada 5/20/2024

B
California 2/24/2012

B
New Hampshire 4/1/2019

B
Colorado 2/24/2012

B
New Jersey 3/29/2019

B
Connecticut 3/28/2019

B
New York 3/1/2012

B
Delaware 3/29/2019

B
North Carolina 2/27/2012

B
District of Columbia 4/1/2019

B
Ohio 3/28/2019

B
Florida 2/24/2012

B
Pennsylvania 1/6/2014

B
Georgia 5/16/2019

IA
Pennsylvania 1/9/2014

B
Illinois 2/24/2012

B
Rhode Island 4/4/2012

B
Indiana 3/28/2019

B
South Carolina 4/1/2019

B
Kentucky 2/27/2012

B
South Dakota 3/2/2012

B
Louisiana 3/8/2012

B
Texas 11/20/2012

B
Maine 4/5/2012

B
Utah 2/28/2012

B
Maryland 4/8/2019

B
Vermont 3/28/2019

B
Massachusetts 3/5/2012

B
Virginia 3/29/2019

B
Michigan 2/27/2012

B
Washington 3/1/2012

B
Minnesota 3/2/2012

B
Wisconsin 2/29/2012

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 West Lancaster Ave, Wayne, PA 19087-4046
Registered with this firm since 2/24/2012

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 West Lancaster Ave, Wayne, PA 19087-4046
Registered with this firm since 2/23/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/15/2022 - 05/19/2024 TD AMERITRADE, INC. (CRD#:7870) Wayne, PA
IA
09/16/2022 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Wayne, PA
IA
12/22/2010 - 01/18/2012 STRATEGIC ADVISERS, INC. (CRD#:104555) FARMINGTON, MI
B
12/03/2010 - 01/17/2012 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) FARMINGTON, MI
IA
06/04/2008 - 11/12/2010 CHARLES SCHWAB & CO., INC. (CRD#:5393) SCOTTSDALE, AZ
B
03/10/2004 - 11/12/2010 CHARLES SCHWAB & CO., INC. (CRD#:5393) SCOTTSDALE, AZ
B
01/28/2004 - 02/25/2004 ARMA FINANCIAL SERVICES, INC. (CRD#:18033) SCOTTSDALE, AZ
IA
10/05/2001 - 11/04/2003 FISHER INVESTMENTS,INC. (CRD#:107342) CHANDLER, AZ
B
05/05/1997 - 06/28/2001 LOCKWOOD FINANCIAL SERVICES, INC. (CRD#:40655) MALVERN, PA
B
02/01/1993 - 05/01/1997 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
03/13/1989 - 06/11/1992 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
03/13/1989 - 06/11/1992 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.