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Detailed Report
GUY S LAMB
GUY STUART LAMB
CRD#: 1926500
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Investment Adviser
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Previous Broker
MARINER WEALTHCRD#: 140195 Fresno, CA
Registration History
199019952000200520102015202020252 FIRMS2017 - 2022 (5 years)IAMARINER WEALTH (CRD# 140195)2024 - Present (1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2002 (1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1999 - 2001 (1 year)BSALOMON SMITH BARNEY INC. (CRD# 7059)1999 - 1999 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)1994 - 1998 (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1994 - 1994 (<1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1991 - 1994 (2 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1991 - 1991 (<1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)1989 - 1989 (<1 year)IAFIFTH THIRD WEALTH ADVISORS LLC (CRD# 313015)2022 - 2023 (1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)1999 - 2002 (3 years)
License(s)

State Registrations

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California 1/30/2024
Current Registration(s)
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MARINER WEALTH (CRD#:140195)
Fresno, CA
Registered with this firm since 1/30/2024
Previous Registration(s)
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 11/16/2022 - 11/15/2023 FIFTH THIRD WEALTH ADVISORS LLC (CRD#:313015) SAN FRANCISCO, CA
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 07/20/2017 - 11/09/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
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 03/24/2017 - 11/09/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
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 09/28/1999 - 12/17/2002 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
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 05/02/2001 - 12/17/2002 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
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 09/21/1999 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
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 06/23/1999 - 09/22/1999 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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 09/26/1994 - 11/11/1998 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
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 02/23/1994 - 10/22/1994 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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 10/23/1991 - 03/09/1994 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
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 01/30/1991 - 10/23/1991 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
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 03/22/1989 - 07/15/1989 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.