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ROBERT DEAN SIEPS
BOB SIEPS
CRD#: 1926328
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1935 NORTH 120TH
OMAHA, NE 68154
Registration History
1985199019952000200520102015202020252 FIRMS1989 - 1991 (1 year)2 FIRMS1992 - 2002 (9 years)2 FIRMS2002 - Present (22 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2002 - 2006 (4 years)
Disclosure(s)
View By:
11/26/1984
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 8/26/2011

B
Missouri 3/6/2013

B
Arkansas 7/6/2017

B
Montana 12/14/2017

B
Colorado 6/17/2015

IA
Nebraska 5/31/2002

B
Florida 5/4/2012

B
Nebraska 6/10/2002

B
Illinois 6/27/2013

B
North Dakota 5/29/2024

B
Iowa 7/25/2002

B
South Dakota 6/14/2011

B
Kansas 5/14/2012

IA
Texas 8/30/2011

B
Louisiana 1/30/2019

B
Texas 9/30/2011

B
Minnesota 8/12/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1935 NORTH 120TH, OMAHA, NE 68154
8535 Executive Woods Dr Ste 300, Lincoln, NE 68512
Registered with this firm since 5/31/2002

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1935 NORTH 120TH, OMAHA, NE 68154
8535 Executive Woods Dr Ste 300, Lincoln, NE 68512
Registered with this firm since 5/30/2002

Previous Registration(s)
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B
05/30/2002 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
02/12/1992 - 01/17/2002 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
02/12/1992 - 01/17/2002 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
03/21/1989 - 01/08/1991 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
03/21/1989 - 01/08/1991 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.