Individual Firm
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LEE MICHAEL CABELOF
CRD#: 1925070
IA
B
MORGAN STANLEYCRD#: 149777 Troy, MI
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4/13/2001
Customer Dispute
Settled
2/10/2001
Customer Dispute
Settled
11/22/2000
Customer Dispute
Settled
11/14/2000
Customer Dispute
Settled
State Registrations
B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
California 8/18/2011
B
New Mexico 4/26/2017
B
Colorado 2/26/2024
B
New York 9/17/2009
B
Connecticut 6/2/2023
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 4/17/2012
B
Illinois 6/1/2009
B
Oregon 10/17/2022
B
Indiana 2/20/2025
B
Pennsylvania 6/1/2009
B
Louisiana 8/6/2021
B
Rhode Island 6/1/2009
B
Maryland 3/14/2019
B
South Carolina 5/1/2019
B
Massachusetts 10/25/2016
B
Tennessee 4/12/2022
B
Michigan 6/1/2009
B
Texas 6/12/2014
IA
Michigan 5/20/2010
IA
Texas 3/26/2020
B
Minnesota 1/15/2025
B
Virginia 3/11/2019
B
Nevada 3/17/2017
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | BIRMINGHAM, MI | |
B | 04/02/2007 - 06/01/2009 | BIRMINGHAM, MI | |
IA | 05/12/2006 - 04/02/2007 | BIRMINGHAM, MI | |
B | 05/12/2006 - 04/02/2007 | BIRMINGHAM, MI | |
IA | 03/09/2000 - 05/23/2006 | DETROIT, MI | |
B | 02/01/1999 - 05/23/2006 | CHICAGO, IL | |
B | 06/09/1997 - 02/01/1999 | CHICAGO, IL | |
B | 08/18/1994 - 02/26/1997 | PITTSBURGH, PA | |
B | 09/20/1991 - 06/06/1994 | GLEN ALLEN, VA | |
B | 08/01/1991 - 08/27/1991 | PURCHASE, NY | |
B | 02/24/1989 - 08/01/1991 |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.