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Detailed Report
ERIC JON PEYTON
ERIC PEYTON, Eric Jon Peyton
CRD#: 1924639
IA
Investment Adviser
B
Broker
TRADITION WEALTH MANAGEMENT LLCCRD#: 128314 7601 FRANCE AVENUE SOUTH
SUITE 100
EDINA, MN 55435
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 100 Lake St West
Wayzata, MN 55391
Registration History
199019952000200520102015202020252 FIRMS2012 - 2018 (5 years)IATRADITION WEALTH MANAGEMENT LLC (CRD# 128314)2018 - Present (7 years)BPRIVATE CLIENT SERVICES, LLC (CRD# 120222)2025 - Present (<1 year)BCONCOURSE FINANCIAL GROUP SECU... (CRD# 15708)2018 - 2025 (7 years)BSTERNE, AGEE & LEACH, INC. (CRD# 791)2011 - 2011 (<1 year)BWEDBUSH SECURITIES INC. (CRD# 877)2009 - 2011 (1 year)BWACHOVIA CAPITAL MARKETS, LLC (CRD# 126292)2008 - 2009 (1 year)BDOUGHERTY & COMPANY LLC (CRD# 7477)2007 - 2008 (<1 year)BWACHOVIA CAPITAL MARKETS, LLC (CRD# 126292)2003 - 2004 (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2001 - 2003 (2 years)BTRADERS CONSULTING GROUP INC. (CRD# 30722)1993 - 1993 (<1 year)BGTC LIMITED PARTNERSHIP (CRD# 26551)1992 - 1992 (<1 year)BGELDERMANN SECURITIES, INC. (CRD# 6731)1989 - 1991 (2 years)
License(s)

State Registrations

B
Arizona 1/31/2025
IA
Minnesota 2/9/2018
B
California 1/31/2025
B
Minnesota 1/31/2025
B
Colorado 1/31/2025
B
Wisconsin 1/31/2025
B
Florida 1/31/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRADITION WEALTH MANAGEMENT LLC (CRD#:128314)
7601 FRANCE AVENUE SOUTH SUITE 100, EDINA, MN 55435
Registered with this firm since 2/9/2018
B
PRIVATE CLIENT SERVICES, LLC (CRD#:120222)
100 Lake St West, Wayzata, MN 55391
Registered with this firm since 1/31/2025
Previous Registration(s)
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B
 01/29/2018 - 01/31/2025 CONCOURSE FINANCIAL GROUP SECURITIES, INC. (CRD#:15708) Edina, MN
IA
 11/14/2012 - 02/02/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYZATA, MN
B
 09/05/2012 - 02/02/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYZATA, MN
B
 01/10/2011 - 09/06/2011 STERNE, AGEE & LEACH, INC. (CRD#:791) BLOOMINGTON, MN
B
 10/06/2009 - 01/06/2011 WEDBUSH SECURITIES INC. (CRD#:877) MINNETONKA, MN
B
 01/08/2008 - 03/24/2009 WACHOVIA CAPITAL MARKETS, LLC (CRD#:126292) NEW YORK, NY
B
 03/09/2007 - 01/04/2008 DOUGHERTY & COMPANY LLC (CRD#:7477) MINNEAPOLIS, MN
B
 07/01/2003 - 09/24/2004 WACHOVIA CAPITAL MARKETS, LLC (CRD#:126292) CHARLOTTE, NC
B
 04/03/2001 - 07/01/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 04/27/1993 - 09/14/1993 TRADERS CONSULTING GROUP INC. (CRD#:30722)
B
 06/24/1992 - 09/30/1992 GTC LIMITED PARTNERSHIP (CRD#:26551)
B
 05/22/1989 - 08/28/1991 GELDERMANN SECURITIES, INC. (CRD#:6731)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.