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Detailed Report
ROBERT JAMES ANDREOLA JR.
ROBERT JAMES ANDREOLA JR, ROBERT JAMES ANDREOLA
CRD#: 1924032
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Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 720 UNIVERSITY AVE.
SUITE 230
NORWOOD, MA 02062
Registration History
199019952000200520102015202020252 FIRMS1993 - 1996 (3 years)2 FIRMS2001 - 2002 (<1 year)2 FIRMS2016 - 2018 (2 years)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2018 - Present (6 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2011 - 2016 (4 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2010 - 2011 (<1 year)BING FINANCIAL ADVISERS, LLC (CRD# 34815)2002 - 2010 (8 years)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1999 - 2000 (<1 year)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1996 - 1997 (<1 year)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1989 - 1996 (7 years)BAMERICAN EXPRESS SERVICE CORPO... (CRD# 10518)1993 - 1994 (1 year)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1992 - 1993 (<1 year)BAMERICAN EXPRESS SERVICE CORPO... (CRD# 10518)1991 - 1992 (1 year)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1989 - 1992 (3 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2012 - 2016 (4 years)IAING FINANCIAL ADVISERS, LLC (CRD# 34815)2005 - 2008 (3 years)IAING FINANCIAL ADVISERS, LLC (CRD# 34815)2002 - 2003 (1 year)
License(s)

State Registrations

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Massachusetts 11/1/2018
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Texas 10/2/2019
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
720 UNIVERSITY AVE. SUITE 230, NORWOOD, MA 02062
Registered with this firm since 11/1/2018
Previous Registration(s)
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 05/16/2016 - 11/01/2018 EDELMAN FINANCIAL SERVICES, LLC (CRD#:113299) FOXBORO, MA
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 05/12/2016 - 10/31/2018 EF LEGACY SECURITIES, LLC (CRD#:269923) Foxboro, MA
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 01/25/2012 - 04/22/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) BOSTON, MA
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 10/13/2011 - 04/22/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) BOSTON, MA
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 12/20/2010 - 09/22/2011 ING FINANCIAL PARTNERS, INC. (CRD#:2882) MENDON, MA
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 09/11/2002 - 12/31/2010 ING FINANCIAL ADVISERS, LLC (CRD#:34815) PLYMOUTH, MA
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 01/19/2005 - 03/14/2008 ING FINANCIAL ADVISERS, LLC (CRD#:34815) RAYNHAM, MA
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 09/13/2002 - 12/31/2003 ING FINANCIAL ADVISERS, LLC (CRD#:34815) RAYNHAM, MA
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 12/12/2001 - 09/06/2002 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
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 12/12/2001 - 09/06/2002 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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 04/09/1999 - 01/07/2000 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
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 06/25/1996 - 05/06/1997 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
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 05/21/1993 - 06/11/1996 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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 05/21/1993 - 06/11/1996 IDS LIFE INSURANCE COMPANY (CRD#:6321)
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 03/28/1989 - 06/11/1996 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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 11/16/1993 - 12/31/1994 AMERICAN EXPRESS SERVICE CORPORATION (CRD#:10518) MINNEAPOLIS, MN
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 11/25/1992 - 06/25/1993 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
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 10/22/1991 - 11/30/1992 AMERICAN EXPRESS SERVICE CORPORATION (CRD#:10518) MINNEAPOLIS, MN
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 03/28/1989 - 11/30/1992 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.