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Detailed Report
SCOTT DAVID BUTLER
CRD#: 1923776
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 10045 Red Run Blvd
Ste 350
OWINGS MILLS, MD 21117
Registration History
19901995200020052010201520202025IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2003 - Present (21 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1990 - Present (34 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1990 - 2002 (11 years)
License(s)

State Registrations

B
Arizona 11/5/2019
B
Massachusetts 4/29/2015
B
California 11/24/2003
B
New Jersey 3/19/2003
B
Colorado 1/1/2002
B
New York 1/1/2002
B
Connecticut 3/19/2003
B
North Carolina 1/1/2002
B
Delaware 4/18/2006
B
Ohio 11/14/2023
B
District of Columbia 1/1/2002
B
Pennsylvania 3/11/2003
B
Florida 1/1/2002
B
South Carolina 7/1/2016
B
Georgia 11/24/2003
B
Texas 12/9/2024
B
Hawaii 4/17/2012
B
Utah 1/10/2012
B
Idaho 9/24/2024
B
Virginia 1/1/2002
B
Illinois 10/2/2024
B
Washington 6/11/2015
B
Maryland 1/1/2002
B
Wisconsin 1/22/2020
IA
Maryland 9/4/2003

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
10045 Red Run Blvd Ste 350, OWINGS MILLS, MD 21117
Registered with this firm since 9/4/2003
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
10045 Red Run Blvd Ste 350, OWINGS MILLS, MD 21117
Registered with this firm since 10/22/1990
Previous Registration(s)
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B
 10/22/1990 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.