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ROGER RUSSELL WILLIAMS
CHARLIE WILLIAMS
CRD#: 1922734
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 10025 Investment Dr Ste 150
Knoxville, TN 37932
Registration History
19901995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2004 - Present (20 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1989 - Present (35 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1989 - 2006 (17 years)
Disclosure(s)
View By:
9/5/2014
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/14/2024

B
Mississippi 8/13/2014

B
Arizona 6/14/1995

B
Nevada 8/31/2016

B
California 6/7/1996

B
New Mexico 5/25/2016

B
Florida 11/8/2021

B
North Carolina 5/12/2014

B
Georgia 9/27/2010

B
Ohio 9/12/2005

B
Idaho 8/24/2022

B
Pennsylvania 1/9/1998

B
Illinois 11/16/2021

B
South Carolina 7/23/2014

B
Indiana 12/14/2010

B
Tennessee 4/7/1989

B
Kansas 4/12/2005

IA
Tennessee 2/27/2004

B
Kentucky 4/12/2005

B
Texas 5/10/1995

B
Michigan 9/17/2024

IA
Texas 10/9/2006

B
Minnesota 8/29/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
10025 Investment Dr Ste 150, Knoxville, TN 37932
Knoxville, TN
Registered with this firm since 2/27/2004

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
10025 Investment Dr Ste 150, Knoxville, TN 37932
Knoxville, TN
Registered with this firm since 2/22/1989

Previous Registration(s)
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B
02/22/1989 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.