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MITCHELL VANCE MAURER
MITCHELL V MAURER
CRD#: 1921897
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 10500 NE 8TH STREET
SUITE 1600
BELLEVUE, WA 98004
SUITE 1600
BELLEVUE, WA 98004
0
Disclosures
36
Years of Experience
View By:
State Registrations
B
Alaska 4/14/2020
IA
Nevada 11/21/2022
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Alaska 4/15/2020
B
New Jersey 4/11/2022
B
California 12/1/2000
IA
New Jersey 4/13/2022
IA
California 5/1/2009
B
Oregon 12/1/2000
B
Colorado 1/23/2019
IA
Oregon 2/17/2010
IA
Colorado 1/30/2019
B
Utah 12/1/2015
B
Georgia 9/1/2022
IA
Utah 7/18/2016
IA
Georgia 9/12/2022
B
Washington 3/16/1989
B
Idaho 4/22/2021
IA
Washington 3/9/1995
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Idaho 5/10/2021
B
Wyoming 2/14/2018
B
Montana 4/13/2021
IA
Wyoming 5/25/2018
B
Nevada 11/8/2022
SRO Registrations
B
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Registered with this firm since 3/9/1995
B
Registered with this firm since 3/16/1989
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/16/1989 - 01/05/2000 | NEW YORK, NY | |
B | 03/16/1989 - 12/31/1996 | NEW YORK, NY |
NEW YORK, NY
03/16/1989 - 01/05/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.