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Vartan Simon Telian
CRD#: 1918900
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 2555 Townsgate Rd.
Ste. 300
Westlake Village, CA 91361
Registration History
19952000200520102015202020252 FIRMS1993 - 1993 (<1 year)2 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - Present (16 years)BRBC DAIN RAUSCHER INC. (CRD# 31194)2002 - 2002 (<1 year)BSUTRO & CO. INCORPORATED (CRD# 801)1996 - 2002 (5 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1996 (2 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1992 - 1992 (<1 year)
Disclosure(s)
View By:
4/16/2008
Customer Dispute
Settled
License(s)

State Registrations

B
California 2/13/2009

IA
California 2/17/2009

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 2/17/2009

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 2/13/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/11/2007 - 02/17/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LOS ANGELES, CA
B
05/11/2007 - 02/17/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LOS ANGELES, CA
IA
06/06/2003 - 05/25/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) CENTURY CITY, CA
B
04/24/2003 - 05/25/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) CENTURY CITY, CA
B
03/09/2002 - 08/21/2002 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
B
05/06/1996 - 03/09/2002 SUTRO & CO. INCORPORATED (CRD#:801) SAN FRANCISCO, CA
B
07/31/1993 - 05/06/1996 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
04/21/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
01/26/1993 - 04/20/1993 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
B
11/11/1992 - 01/27/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
03/04/1992 - 10/01/1992 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.