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Detailed Report
ADAM HOWARD ZUNINO
ADAM HOWARD ZUNI, ADAM HOWARD ZUNING
CRD#: 1918553
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3070 BRISTOL STREET ST
SUITE 500
COSTA MESA, CA 92626
Registration History
199019952000200520102015202020252 FIRMS2024 - Present (1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)1989 - 2024 (34 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2000 - 2024 (23 years)
Disclosure(s)
View By:
5/8/2024
Judgment / Lien
License(s)

State Registrations

B
Alabama 1/19/2024
B
Missouri 1/19/2024
B
Arizona 1/19/2024
B
Montana 1/19/2024
B
Arkansas 1/19/2024
B
Nebraska 1/19/2024
B
California 1/19/2024
B
Nevada 1/19/2024
IA
California 1/19/2024
IA
Nevada 1/19/2024
B
Colorado 1/19/2024
B
New Jersey 1/19/2024
B
Connecticut 1/19/2024
B
New Mexico 1/19/2024
B
Delaware 1/19/2024
B
New York 1/19/2024
IA
Delaware 1/19/2024
B
North Carolina 1/19/2024
B
District of Columbia 1/19/2024
IA
North Carolina 5/29/2024
B
Florida 1/19/2024
B
Ohio 1/19/2024
IA
Florida 1/19/2024
B
Oklahoma 1/19/2024
B
Georgia 1/19/2024
B
Oregon 1/19/2024
B
Hawaii 1/19/2024
B
Pennsylvania 1/19/2024
B
Idaho 1/19/2024
B
Rhode Island 1/19/2024
B
Illinois 1/19/2024
B
South Carolina 1/19/2024
B
Indiana 1/19/2024
B
Tennessee 1/19/2024
B
Iowa 1/19/2024
B
Texas 1/19/2024
B
Kansas 1/19/2024
IA
Texas 1/19/2024
B
Kentucky 1/19/2024
B
Utah 1/19/2024
B
Louisiana 1/19/2024
B
Vermont 1/19/2024
B
Maine 1/19/2024
B
Virginia 1/19/2024
B
Maryland 1/19/2024
IA
Virginia 1/19/2024
B
Massachusetts 1/19/2024
B
Washington 1/19/2024
B
Michigan 1/19/2024
B
West Virginia 1/19/2024
B
Minnesota 1/19/2024
B
Wisconsin 1/19/2024
B
Mississippi 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3070 BRISTOL STREET ST SUITE 500, COSTA MESA, CA 92626
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
3070 BRISTOL STREET ST SUITE 500, COSTA MESA, CA 92626
Registered with this firm since 1/19/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/30/2000 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) COSTA MESA, CA
B
 02/06/1989 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) COSTA MESA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.