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Detailed Report
RONALD KENNETH HAMMELMAN
RON K HAMMELMAN
CRD#: 1917962
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 14767 NORTH OUTER 40 RD
FL 2
CHESTERFIELD, MO 63017
Registration History
199019952000200520102015202020252 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2015 (6 years)2 FIRMS2015 - Present (9 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1994 - 2007 (13 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1989 - 1994 (5 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1995 - 2007 (11 years)
License(s)

State Registrations

B
Alabama 5/15/2024
B
Missouri 10/2/2015
B
Alaska 2/15/2024
IA
Missouri 10/2/2015
B
Arizona 5/15/2024
B
Montana 5/15/2024
B
Arkansas 5/15/2024
B
Nebraska 5/15/2024
B
California 5/15/2024
B
Nevada 5/15/2024
B
Colorado 3/4/2020
B
New Hampshire 11/18/2021
B
Connecticut 5/15/2024
B
New Jersey 3/4/2020
B
Delaware 10/2/2015
B
New Mexico 5/15/2024
B
District of Columbia 5/15/2024
B
New York 3/4/2020
B
Florida 1/11/2023
B
North Carolina 5/15/2024
B
Georgia 1/25/2024
B
North Dakota 5/15/2024
B
Hawaii 5/15/2024
B
Ohio 5/16/2024
B
Idaho 5/15/2024
B
Oklahoma 5/15/2024
B
Illinois 10/2/2015
B
Oregon 5/15/2024
B
Indiana 5/15/2024
B
Pennsylvania 5/15/2024
B
Iowa 5/15/2024
B
South Carolina 5/15/2024
B
Kansas 3/4/2020
B
Tennessee 5/15/2024
B
Kentucky 5/15/2024
B
Texas 3/4/2020
B
Louisiana 5/15/2024
IA
Texas 3/5/2020
B
Maine 5/15/2024
B
Utah 5/15/2024
B
Maryland 5/15/2024
B
Virgin Islands 5/15/2024
B
Massachusetts 5/15/2024
B
Virginia 10/2/2015
B
Michigan 3/4/2020
B
Washington 1/25/2024
B
Minnesota 3/4/2020
B
Wisconsin 5/15/2024
B
Mississippi 5/15/2024
B
Wyoming 5/15/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
14767 NORTH OUTER 40 RD FL 2, CHESTERFIELD, MO 63017
Manchester, MO
Registered with this firm since 10/2/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
14767 NORTH OUTER 40 RD FL 2, CHESTERFIELD, MO 63017
Manchester, MO
Registered with this firm since 10/2/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 10/07/2015 MORGAN STANLEY (CRD#:149777) CLAYTON, MO
B
 06/01/2009 - 10/07/2015 MORGAN STANLEY (CRD#:149777) CLAYTON, MO
IA
 08/10/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ST. LOUIS, MO
B
 08/10/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ST. LOUIS, MO
IA
 11/01/1995 - 08/16/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CLAYTON, MO
B
 02/14/1994 - 08/16/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CLAYTON, MO
B
 02/14/1989 - 02/23/1994 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.