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NORMA ALICE ROMERO-MITCHELL
NORMA ALICE MITCHELL, NORMA ALICE ROMERO
CRD#: 1916233
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1800 JFK BVLD
3RD FLOOR
PHILADELPHIA, PA 19103
Registration History
199019952000200520102015202020252 FIRMS2005 - 2017 (11 years)2 FIRMS2017 - 2025 (7 years)2 FIRMS2025 - Present (<1 year)BFSC SECURITIES CORPORATION (CRD# 7461)1996 - 2005 (9 years)BMIMLIC SALES CORPORATION (CRD# 15296)1989 - 1995 (6 years)BBNL SECURITIES INC. (CRD# 10641)1989 - 1989 (<1 year)IABENEFITS PLUS ADVISORY SERVICE... (CRD# 120513)2001 - 2005 (4 years)
License(s)

State Registrations

B
California 1/24/2025

B
New York 1/24/2025

B
Florida 1/24/2025

B
Pennsylvania 1/24/2025

B
Georgia 1/24/2025

IA
Pennsylvania 1/24/2025

B
New Jersey 1/24/2025

B
Texas 1/24/2025

B
New Mexico 1/24/2025

IA
Texas 1/24/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1800 JFK BVLD 3RD FLOOR, PHILADELPHIA, PA 19103
Registered with this firm since 1/24/2025

B
OSAIC WEALTH, INC. (CRD#:23131)
1800 JFK BVLD 3RD FLOOR, PHILADELPHIA, PA 19103
Registered with this firm since 1/24/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/21/2017 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) PHILADELPHIA, PA
B
08/21/2017 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) PHILADELPHIA, PA
IA
12/21/2005 - 08/24/2017 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) PHILADELPHIA, PA
B
12/21/2005 - 08/24/2017 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) PHILADELPHIA, PA
IA
05/04/2001 - 12/31/2005 BENEFITS PLUS ADVISORY SERVICES, LLC (CRD#:120513) PHILADELPHIA, PA
B
01/11/1996 - 12/21/2005 FSC SECURITIES CORPORATION (CRD#:7461) PHILADELPHIA, PA
B
06/22/1989 - 12/08/1995 MIMLIC SALES CORPORATION (CRD#:15296) ST. PAUL, MN
B
01/25/1989 - 06/13/1989 BNL SECURITIES INC. (CRD#:10641) SYRACUSE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.