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JAMES DUNCAN KISHBAUGH II
JAMES DUNCAN II KISHBAUGH, JIM KISHBAUGH II, JIM KISHBAUGH
CRD#: 1916222
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 758 BLOOM ROAD
DANVILLE, PA 17821
CETERA ADVISOR NETWORKS LLCCRD#: 13572 758 BLOOM ROAD
DANVILLE, PA 17821
Registration History
199019952000200520102015202020252 FIRMS1989 - 1990 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BWALL STREET FINANCIAL GROUP, INC. (CRD# 35830)2002 - 2013 (11 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1993 - 2002 (8 years)BAETNA LIFE INSURANCE AND ANNUI... (CRD# 13256)1990 - 1993 (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2014 - 2023 (8 years)
License(s)

State Registrations

B
Arizona 8/30/2013

B
New Mexico 3/22/2018

B
Colorado 1/3/2018

B
New York 4/2/2020

B
Connecticut 8/30/2013

B
North Carolina 8/30/2013

B
Florida 8/30/2013

B
Pennsylvania 8/30/2013

B
Kansas 6/17/2024

IA
Pennsylvania 6/29/2023

B
Maryland 1/4/2022

B
South Carolina 10/26/2016

B
Massachusetts 8/30/2013

B
Tennessee 8/30/2013

B
Michigan 8/30/2013

B
Texas 8/26/2022

B
Nevada 8/26/2019

IA
Texas 6/29/2023

B
New Hampshire 8/30/2013

B
Virginia 8/30/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
758 BLOOM ROAD, DANVILLE, PA 17821
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
758 BLOOM ROAD, DANVILLE, PA 17821
Registered with this firm since 8/30/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/07/2014 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) DANVILLE, PA
B
05/22/2002 - 09/09/2013 WALL STREET FINANCIAL GROUP, INC. (CRD#:35830) DANVILLE, PA
B
12/02/1993 - 05/29/2002 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
B
06/06/1990 - 09/09/1993 AETNA LIFE INSURANCE AND ANNUITY COMPANY (CRD#:13256) HARTFORD, CT
B
01/23/1989 - 02/27/1990 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
01/23/1989 - 02/27/1990 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.