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H James Johnson Jr.
H J JOHNSON JR, H. JAMES JOHNSON JR, HARRY JAMES JOHNSON JR, HARRY JAMES JR JOHNSON
CRD#: 1914453
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2024 CORPORATE CENTRE DR
MYRTLE BEACH, SC 29577
MYRTLE BEACH, SC 29577
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3/11/2008
Customer Dispute
Settled
State Registrations
B
Alabama 3/7/2018
B
New York 3/18/1998
B
Arizona 6/21/2007
B
North Carolina 3/5/1992
B
California 9/3/1997
B
Ohio 10/13/2009
B
Colorado 10/31/2018
B
Oregon 1/20/2022
B
Connecticut 8/15/2024
B
Pennsylvania 2/5/1996
B
Florida 1/18/1995
B
South Carolina 4/11/1990
B
Georgia 4/2/1997
IA
South Carolina 12/7/1992
B
Idaho 1/10/2024
B
Tennessee 2/14/2008
B
Illinois 8/27/2013
B
Texas 8/4/2015
B
Indiana 8/29/2005
IA
Texas 8/6/2015
B
Maryland 12/5/2012
B
Virginia 5/10/2005
B
Massachusetts 2/9/2010
B
West Virginia 7/17/2008
B
Michigan 8/5/1997
B
Wisconsin 3/19/2021
B
Mississippi 9/15/2005
B
Wyoming 7/22/2024
B
New Jersey 10/20/1998
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 12/7/1992
B
Registered with this firm since 5/1/1990
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/09/1989 - 02/22/1990 | EDISON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.