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TORIA ANITA COOPER
TORIA ANITA ALLEN, TORIA ANITA HEROLD
CRD#: 1913469
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39001 W 12 MILE RD
FARMINGTON HILLS, MI 48331
Registration History
19901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - Present (20 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - Present (30 years)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1993 - 1994 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1990 - 1992 (1 year)
License(s)

State Registrations

B
Arizona 5/13/2010

B
Mississippi 2/12/2018

B
California 11/11/2004

B
New Hampshire 3/5/2009

B
Colorado 2/13/2009

B
New Jersey 6/18/2024

B
Connecticut 11/11/2004

B
New York 2/1/2022

B
Florida 11/11/2004

B
North Carolina 12/4/2009

B
Georgia 12/5/2007

B
Ohio 11/12/2004

B
Illinois 10/9/2007

IA
Ohio 6/6/2005

B
Indiana 11/11/2004

B
Pennsylvania 7/15/2020

B
Iowa 4/16/2013

B
Tennessee 4/27/2010

B
Louisiana 5/5/2010

IA
Texas 11/18/2004

B
Maryland 1/15/2020

B
Texas 5/7/2010

B
Michigan 3/23/1994

B
Virginia 8/15/2024

IA
Michigan 5/4/2010

B
Washington 7/15/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 11/18/2004

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Registered with this firm since 3/4/1994

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/31/1993 - 01/20/1994 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
01/01/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
04/24/1990 - 01/16/1992 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.