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Detailed Report
OMAR BENVENUTO CARNECCHIA
BEN CARNECCHIA, OMAR CARNECCHIA, JONATHAN W PRESCOTT
CRD#: 1913251
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1600 MAIN ST., SUITE 14
PLEASANT VALLEY, NY 12569
Registration History
199019952000200520102015202020252 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)2008 - 2010 (1 year)BANDOVER BROKERAGE, L.L.C. (CRD# 33848)2001 - 2003 (1 year)BM. H. MEYERSON & CO., INC. (CRD# 540)1998 - 2001 (2 years)BJW CHARLES SECURITIES,INC. (CRD# 33832)1997 - 1998 (<1 year)BSHAMUS GROUP, INC. (CRD# 5036)1996 - 1997 (1 year)BWHALE SECURITIES CO., L.P. (CRD# 13516)1994 - 1996 (1 year)BOLDE DISCOUNT CORPORATION (CRD# 5979)1994 - 1994 (<1 year)BINVESTORS ASSOCIATES, INC. (CRD# 958)1992 - 1994 (2 years)BROSENKRANTZ LYON & ROSS INCORP... (CRD# 3227)1990 - 1990 (<1 year)BJ. T. MORAN & CO., INC. (CRD# 15655)1989 - 1990 (<1 year)
License(s)

State Registrations

B
California 1/29/2015
IA
New York 5/3/2021
B
Connecticut 10/1/2012
B
North Carolina 2/25/2013
B
Florida 2/22/2013
B
Oregon 2/24/2016
B
Georgia 8/5/2016
B
Pennsylvania 2/24/2016
B
Kansas 2/24/2016
B
South Carolina 9/8/2016
B
Louisiana 1/13/2021
B
Tennessee 11/24/2021
B
Massachusetts 5/1/2019
B
Texas 2/4/2015
B
Nebraska 7/10/2018
IA
Texas 2/10/2015
B
New Hampshire 6/18/2018
B
Virginia 6/4/2013
B
New Jersey 10/1/2012
B
Wisconsin 6/9/2023
IA
New Jersey 10/1/2012
B
Wyoming 8/19/2020
B
New York 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1600 MAIN ST., SUITE 14, PLEASANT VALLEY, NY 12569
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1600 MAIN ST., SUITE 14, PLEASANT VALLEY, NY 12569
Registered with this firm since 10/1/2012
Previous Registration(s)
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IA
 09/22/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) POUGHKEEPSIE, NY
B
 07/14/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) POUGHKEEPSIE, NY
B
 10/23/2008 - 07/09/2010 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) TEANECK, NJ
B
 06/01/2001 - 01/06/2003 ANDOVER BROKERAGE, L.L.C. (CRD#:33848) MONTEBELLO, NY
B
 08/24/1998 - 06/05/2001 M. H. MEYERSON & CO., INC. (CRD#:540) JERSEY CITY, NJ
B
 10/23/1997 - 08/31/1998 JW CHARLES SECURITIES,INC. (CRD#:33832) BOCA RATON, FL
B
 07/01/1996 - 10/24/1997 SHAMUS GROUP, INC. (CRD#:5036)
B
 08/09/1994 - 07/01/1996 WHALE SECURITIES CO., L.P. (CRD#:13516) NEW YORK, NY
B
 05/03/1994 - 07/20/1994 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
B
 01/31/1992 - 03/17/1994 INVESTORS ASSOCIATES, INC. (CRD#:958)
FINRA expelled the firm on 05/14/1998
HACKENSACK, NJ
B
 02/26/1990 - 07/19/1990 ROSENKRANTZ LYON & ROSS INCORPORATED (CRD#:3227) NEW YORK, NY
B
 04/18/1989 - 02/13/1990 J. T. MORAN & CO., INC. (CRD#:15655)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.