Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
LAWRENCE KEITH BOGAR
CRD#: 1912461
IA
Investment Adviser
B
Previous Broker
ADVISORY SERVICES NETWORKCRD#: 146051 26 Park Street
Suite 2039
Montclair, NJ 07042
Registration History
199019952000200520102015202020252 FIRMS2002 - 2003 (1 year)2 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - 2013 (4 years)2 FIRMS2013 - 2015 (2 years)2 FIRMS2016 - 2017 (1 year)IAADVISORY SERVICES NETWORK (CRD# 146051)2018 - Present (7 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2000 - 2002 (1 year)BW.J. NOLAN & COMPANY, INC. (CRD# 16465)1995 - 2000 (5 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1995 - 1996 (1 year)BCADARET, GRANT & CO., INC. (CRD# 10641)1995 - 1995 (<1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1992 - 1995 (2 years)BMUTUAL OF OMAHA FUND MANAGEMEN... (CRD# 611)1990 - 1991 (1 year)BFIRST INVESTORS CORPORATION (CRD# 305)1989 - 1989 (<1 year)
Disclosure(s)
View By:
7/31/2017
Financial
Final
License(s)

State Registrations

IA
New Jersey 1/10/2018
Current Registration(s)
IA
ADVISORY SERVICES NETWORK (CRD#:146051)
26 Park Street Suite 2039, Montclair, NJ 07042
Registered with this firm since 1/10/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/18/2016 - 11/10/2017 WUNDERLICH SECURITIES, INC. (CRD#:2543) New York, NY
B
 02/17/2016 - 11/10/2017 WUNDERLICH SECURITIES, INC. (CRD#:2543) New York, NY
IA
 07/18/2013 - 12/28/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SADDLE BROOK, NJ
B
 07/18/2013 - 12/28/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SADDLE BROOK, NJ
IA
 09/16/2008 - 07/15/2013 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
B
 09/08/2008 - 07/15/2013 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
IA
 07/01/2003 - 09/04/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) FLORHAM PARK, NJ
B
 07/01/2003 - 09/04/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) FLORHAM PARK, NJ
IA
 07/30/2002 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BEDMINSTER, NJ
B
 05/06/2002 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 12/01/2000 - 05/01/2002 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
 03/23/1995 - 11/09/2000 W.J. NOLAN & COMPANY, INC. (CRD#:16465) NEW YORK, NY
B
 02/09/1995 - 04/17/1996 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 01/05/1995 - 04/26/1995 CADARET, GRANT & CO., INC. (CRD#:10641) SYRACUSE, NY
B
 05/08/1992 - 01/05/1995 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 05/01/1990 - 12/31/1991 MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (CRD#:611) OMAHA, NE
B
 01/16/1989 - 11/28/1989 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.