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THOMAS BENNETT FLEISHEL
TOM FLEISHEL
CRD#: 1912409
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 812 NORTH WOODLAND BOULEVARD
DELAND, FL 32720
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 812 N. WOODLAND BLVD
DELAND, FL 32720
Registration History
19901995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2013 - Present (11 years)IAFLEISHEL FINANCIAL ASSOCIATES,... (CRD# 117768)2002 - Present (23 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1991 - Present (33 years)BANCHOR NATIONAL FINANCIAL SERV... (CRD# 5774)1989 - 1991 (1 year)BFSC SECURITIES CORPORATION (CRD# 7461)1989 - 1989 (<1 year)
Disclosure(s)
View By:
2/1/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 2/22/2013

B
Minnesota 4/6/2022

B
Arizona 8/18/2020

B
Missouri 1/30/2018

B
Arkansas 11/30/1999

B
Nevada 8/18/2020

B
California 8/7/2017

B
North Carolina 7/8/2008

B
Colorado 6/25/2021

B
Ohio 8/19/2020

B
District of Columbia 8/18/2020

B
Oregon 9/4/2013

B
Florida 4/24/1991

B
Pennsylvania 8/15/2018

IA
Florida 1/11/2002

B
South Carolina 10/17/2013

B
Georgia 7/9/1993

B
South Dakota 6/30/2021

B
Illinois 12/13/2019

B
Tennessee 3/25/2024

B
Indiana 6/11/2002

B
Texas 2/11/2019

B
Iowa 4/4/2002

IA
Texas 2/11/2019

B
Kentucky 8/10/2021

IA
Texas 4/24/2020

B
Maryland 6/25/1997

B
Virginia 1/2/2015

B
Massachusetts 9/20/2016

B
Washington 8/18/2020

B
Michigan 1/3/2006

B
Wisconsin 8/18/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
812 NORTH WOODLAND BOULEVARD, DELAND, FL 32720
Registered with this firm since 7/9/2013

IA
FLEISHEL FINANCIAL ASSOCIATES, INC. (CRD#:117768)
FLEISHEL FINANCIAL ASSOC., INC. 812 N. WOODLAND BLVD, DELAND, FL 32720
Registered with this firm since 1/11/2002

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
812 N. WOODLAND BLVD, DELAND, FL 32720
12443 San Jose Blvd Suite 601, Jacksonville, FL 32223
Registered with this firm since 4/24/1991

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/17/1989 - 04/24/1991 ANCHOR NATIONAL FINANCIAL SERVICES, INC. (CRD#:5774)
B
01/24/1989 - 05/20/1989 FSC SECURITIES CORPORATION (CRD#:7461)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.