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THOMAS JOHN HERKERT
TJ HERKERT, TOM HERKERT
CRD#: 1912375
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 220 White Plains Road
Suite 425
Tarrytown, NY 10591
Registration History
199019952000200520102015202020252 FIRMS2022 - Present (2 years)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2003 - 2022 (18 years)BVERAVEST INVESTMENTS, INC. (CRD# 3960)1989 - 2003 (14 years)IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2021 - 2022 (1 year)
License(s)

State Registrations

B
Arizona 6/6/2022

B
Nevada 6/6/2022

B
California 6/6/2022

B
New Jersey 6/6/2022

B
Colorado 6/6/2022

IA
New Jersey 6/22/2023

B
Connecticut 6/6/2022

B
New Mexico 6/6/2022

B
Delaware 8/17/2022

B
New York 6/6/2022

B
Florida 6/6/2022

IA
New York 6/6/2022

B
Georgia 6/6/2022

B
North Carolina 6/9/2022

B
Illinois 1/17/2023

B
Oregon 6/6/2022

B
Iowa 6/6/2022

B
Pennsylvania 6/6/2022

B
Kansas 6/6/2022

B
South Carolina 6/6/2022

B
Maryland 9/4/2024

B
Texas 6/6/2022

B
Massachusetts 6/6/2022

B
Vermont 3/14/2023

B
Michigan 1/23/2023

B
Virginia 6/6/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
220 White Plains Road Suite 425, Tarrytown, NY 10591
Registered with this firm since 6/6/2022

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
220 White Plains Road Suite 425, Tarrytown, NY 10591
Registered with this firm since 6/6/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/17/2021 - 06/08/2022 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) Tarrytown, NY
B
11/21/2003 - 06/08/2022 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) Tarrytown, NY
B
10/25/1989 - 11/28/2003 VERAVEST INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.