View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 10/30/2015 - 10/23/2020 | HOUSTON, TX | |
B | 10/30/2015 - 10/23/2020 | HOUSTON, TX | |
IA | 07/02/2009 - 11/11/2015 | HOUSTON, TX | |
B | 07/02/2009 - 11/11/2015 | HOUSTON, TX | |
IA | 06/01/2009 - 07/09/2009 | HOUSTON, TX | |
B | 06/01/2009 - 07/09/2009 | HOUSTON, TX | |
IA | 04/02/2007 - 06/01/2009 | HOUSTON, TX | |
B | 04/02/2007 - 06/01/2009 | HOUSTON, TX | |
IA | 04/02/2004 - 04/02/2007 | HOUSTON, TX | |
B | 04/02/2004 - 04/02/2007 | HOUSTON, TX | |
IA | 07/31/1993 - 04/19/2004 | HOUSTON, TX | |
B | 07/31/1993 - 04/19/2004 | NEW YORK, NY | |
B | 01/24/1989 - 07/31/1993 | NEW YORK, NY |