Individual Firm
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DONALD LAWRENCE BEASLEY
CRD#: 1910483
IA
TRADEMARK CAPITAL MANAGEMENT INC.CRD#: 214512 1551 JENNINGS MILL ROAD
SUITE 1200A
WATKINSVILLE, GA 30677
SUITE 1200A
WATKINSVILLE, GA 30677
0
Disclosures
22
Years of Experience
View By:
State Registrations
IA
Georgia 8/5/2015
IA
Registered with this firm since 8/5/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/20/2011 - 09/08/2015 | WATKINSVILLE, GA | |
IA | 09/19/2007 - 04/04/2011 | BOGART, GA | |
IA | 04/11/2003 - 09/20/2006 | BOGART, GA | |
IA | 01/26/2001 - 12/31/2002 | BOGART, GA |
BOGART, GA
09/19/2007 - 04/04/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.