Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RICHARD CLARK THOMAS
CRD#: 1909414
IA
B
SIGNATURE FINANCIAL SERVICES, LTDCRD#: 123729 Noblesville, IN
FIRST HEARTLAND CAPITAL, INC.CRD#: 32460 855 EAST GOLF ROAD
SUITE 2128
ARLINGTON HEIGHTS, IL 60005
SUITE 2128
ARLINGTON HEIGHTS, IL 60005
0
Disclosures
30
Years of Experience
View By:
State Registrations
IA
Illinois 3/19/2001
B
Indiana 6/8/2018
B
Illinois 9/14/2001
IA
Indiana 3/7/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
B
Registered with this firm since 9/14/2001
IA
Registered with this firm since 3/19/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/05/2001 - 12/09/2003 | TUSCOLA, IL | |
B | 10/27/1999 - 09/17/2001 | TARZANA, CA | |
B | 12/16/1994 - 12/02/1997 | OAKDALE, MN | |
B | 02/06/1989 - 11/30/1990 | NEWARK, NJ | |
B | 02/06/1989 - 11/30/1990 | NEWARK, NJ |
TUSCOLA, IL
10/05/2001 - 12/09/2003
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.