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Detailed Report
JOSEPH ELROY SNOUFFER
JAY SNOUFFER
CRD#: 1909284
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 409 WASHINGTON AVENUE
SUITE 815
TOWSON, MD 21204
Registration History
199019952000200520102015202020252 FIRMS2022 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1999 - 2022 (22 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1994 - 1999 (5 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1989 - 1991 (2 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1994 - 2022 (27 years)
License(s)

State Registrations

B
Arkansas 11/18/2024
B
New Jersey 3/29/2022
B
California 3/29/2022
B
New Mexico 3/29/2022
B
Colorado 3/29/2022
B
New York 3/29/2022
B
Delaware 3/29/2022
B
North Carolina 4/5/2022
B
District of Columbia 3/29/2022
B
Ohio 4/21/2022
B
Florida 3/29/2022
B
Pennsylvania 3/29/2022
B
Maryland 3/29/2022
B
South Carolina 3/29/2022
IA
Maryland 3/29/2022
B
Tennessee 8/2/2024
B
Massachusetts 3/29/2022
B
Texas 3/29/2022
IA
Massachusetts 5/15/2023
IA
Texas 3/29/2022
B
Michigan 3/29/2022
B
Virginia 3/29/2022
B
Minnesota 3/29/2022
B
West Virginia 3/29/2022

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
409 WASHINGTON AVENUE SUITE 815, TOWSON, MD 21204
Registered with this firm since 3/29/2022
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
409 WASHINGTON AVENUE SUITE 815, TOWSON, MD 21204
Registered with this firm since 3/29/2022
Previous Registration(s)
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IA
 09/23/1994 - 04/04/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LUTHERVILLE, MD
B
 10/01/1999 - 04/04/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LUTHERVILLE, MD
B
 06/23/1994 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
 08/22/1989 - 11/20/1991 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.