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JOHN PATRICK ODELL
CRD#: 1908737
IA
B
CAPITAL RESEARCH & CONSULTING LLCCRD#: 109868 15 S. RAYMOND AVENUE
SUITE 200
PASADENA, CA 91105
SUITE 200
PASADENA, CA 91105
CAPITAL RESEARCH BROKERAGE SERVICES, LLCCRD#: 40823 15 S. RAYMOND AVENUE
SUITE 200
PASADENA, CA 91105
SUITE 200
PASADENA, CA 91105
0
Disclosures
34
Years of Experience
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State Registrations
B
California 3/21/2000
B
New York 8/8/2001
IA
California 6/26/2000
B
Texas 9/5/2024
SRO Registrations
B
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IA
Registered with this firm since 11/25/2019
IA
Registered with this firm since 6/26/2000
B
Registered with this firm since 3/9/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/21/1998 - 04/03/2000 | MITCHELFIELD, NY | |
B | 03/29/1996 - 09/24/1998 | SAN MARINO, CA | |
B | 08/05/1992 - 07/20/1995 | ||
B | 08/09/1991 - 11/04/1991 | LONG ISLAND CITY, NY | |
B | 05/10/1989 - 10/04/1991 | LOS ANGELES, CA | |
B | 12/20/1988 - 05/05/1989 | NORTHRIDGE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.